Gateway Essay: Colonial America and Medieval Technology
Introduction
What have colonial America and medieval Europe in common? More than is
popularly believed. Early America was a cultural and technological
extension of the Middle Ages. Most of the farming and metalworking
methods used in colonial America were from the scientific revolution
that had taken place in the twelfth century. Medieval Europeans had been
forced to new inventions, because the farming and metallurgical
techniques practiced in the Roman Empire were unsuited for Europe north
of the Alps. By the year 1000, there were new methods to grow crops,
process food, and make metal. The last refinements came about during the
period 1100-1200, at the same time that the population began to grow
rapidly, traditional energy sources (wood) were depleted, and there was
a demand for a better standard of living. At that time, North America
was a part of medieval Europe. Viking settlements along the Atlantic
coast of North America, made by colonists from Greenland, brought
medieval technology to the Americas.
Moving ahead six centuries, there were later, and more successful,
colonies. Once again, colonial society in North America was an extension
of medieval European culture and technology. As immigrants adapted
familiar forms and industries to the realities of life in a new land,
they faced problems that had been addressed in the Middle Ages: land
reclamation, transportation, and food supply. Their solutions involved
the two crucial industries of food processing and metalworking or, more
simply, the mill and the forge. As had been true in medieval Europe,
Early Americans had to find sources of energy to power their machines,
and this dictated how they lived. How successful they were depended on
an idea: freedom. Individual self-reliance and the freedom to choose
their own course of life was important for the ability to adapt to new
conditions and to develop beyond earlier machines. Colonial adaptation
of this technology flourished in those parts of the new world where
individual freedom and self-determination were encouraged.
Medieval America
European settlement of North America began in the Middle Ages and
continued sporadically for centuries. Leaving aside legendary figures
such as St. Brendan the Navigator, the Irish saint whose story claims
that he visited the Western Hemisphere, there is no doubt about the
settlement by the Vikings. They settled in Greenland circa 970 and from
there made a colony at what is now southeast Canada/northeast United
States, circa 1000 A.D. A Viking named Leif "the Lucky" set up camp at a
place now called L'Anse aux Meadows, in what is now Newfoundland. The
settlement was within a territory the Vikings named Vinland. Six hundred
years later, later colonists/adventurers set up their own settlements in
what they called Massachusetts and Virginia. Whether at Vinland or
Virginia, all aspects of life--home organization, family roles, farming,
manufacturing, and culture--were continuations from medieval society.
Emigration to North America was one aspect of the movement of peoples
around the Atlantic Ocean that had led the Vikings to Greenland and
Canada or the English to New England and Virginia. Whether in the
eleventh or seventeenth centuries and regardless of motive--desire for
religious freedom, escape from persecution or a search for economic
opportunity--the basic problems of food and shelter remained for
everyone. When moving westwards, eleventh-century Vikings or
seventeenth-century farmers brought with them the only technology that
they knew, the processes and techniques of their homelands.
The farmstead at L'Anse aux Meadows reveals a typically medieval
configuration with homes, barns, livestock pens, and, significantly,
ironworking at a smithy. This settlement was active into the twelfth
century, when a bishop for Greenland and Vinland was lost at sea as he
attempted to sail to his parishioners. The Viking settlement at
Greenland continued into the fifteenth century, and recent scholarship
suggests that knowledge of its routes was one of the reasons why
Europeans turned their attention once again to North America in the
sixteenth and seventeenth centuries.
At both the Vinland and Greenland settlements there were contacts
between the Europeans and the native inhabitants: trade, conflict, and
cultural borrowing. A coin illustrates this contact, the so-called Maine
penny. In 1957, among a collection of Native American artifacts was a
penny minted during the reign of the Norwegian King Olaf II ("The
Peaceful") Haraldsson (reigned 1061-1093). Current scholarly opinion
believes that this coin passed because of trade, possibly with the
Vinland colony.
Once again, let us go forward six centuries. In order to supply the
necessities for life, two industries dominated early American society:
milling and forging. Both these manufactures had undergone tremendous
changes during the Middle Ages, especially by the twelfth century, often
known as the industrial revolution of early Europe. Their developments
demonstrate that change can be rapid and frequently relies on many
factors, as seen in the following example. There is no evidence of
freestanding mills at L'Anse aux Meadows. The colonists apparently used
a hand mill or "quern." A century later the post windmill (see below)
appeared in Germany and became a common sight throughout Europe. Six
centuries later, the mill building is a standard feature of the colonial
landscape.
Like the post windmill, widespread use of large mills came a century
after the Viking settlement, when renewable energy sources such as wind
and a steady water flow from millponds began to drive milling machinery.
Gears made that transformation possible as they more efficiently
converted the speed of the wheel into mechanical energy and directed
more power to the grinding axles. This was a great improvement on the
gearless mechanisms of an earlier age. European knowledge of gear ratios
expanded during the eleventh and twelfth centuries with the rediscovery
of Greek mathematical texts that flowed into medieval Europe via the
Jewish schools in Muslim Iberia (modern Spain). Jewish merchants brought
those texts north to the great commercial fairs, such as the famous one
at Champagne. These fairs had come into existence during the economic
prosperity begun in the tenth century when the Vikings turned their
attention from raids to trade using water routes rather than the slower
and more expensive land routes. The Vikings brought their idea of
commercial gatherings to North America. A famous passage in the Vinland
Sagas describes how the Vikings and the Native Americans traded. The
Vikings took the goods they had to trade to the seashore, where they
left them overnight. In the morning, they returned and found Native
American goods in return. Perhaps the Maine penny was among a later
collection of trade goods.
From Medieval Europe to Colonial America: Mill
The mill in colonial America grew out of three developments in medieval
Europe: technological change or improvements in design, demographic
expansion or increased population, and cultural concerns leading to
individual freedom. The improvement in design can be called more
accurately competing designs. The windmill provides the best
demonstration of this competition. Unlike the water-powered mill, the
windmill is completely medieval. There appear at the same time two
competing designs. One was the German or post mill, which first appears
in the twelfth century, while the other was the Dutch or stationary
mill. The German model had the entire mill built on a central post,
hence its name of "post mill". As the direction of the wind shifted, the
miller simply turned the mill to best advantage. The Dutch mill is more
familiar. The mill building is stationary (hence the name) while the top
with the sails moves on a pivot; so the sails turn with the prevailing
wind, but not the entire building. By the beginning of the sixteenth
century, just before European settlement in North America, the weight of
the milling equipment became so heavy that the stationary mill largely
replaced the post design.
Technological change occurred at the same time as demographic change.
There was a tremendous increase in population in Europe during the
period from 1100 to 1300. For example: in 1100, Florence had about 6,000
inhabitants; by 1300, there were almost 100,000. These people needed
food, and the main staple of the medieval diet was bread. More bread
needed greater quantities of flour. So, mills became larger and more
efficient. Their efficiency extended to new sources of power. The power
source of classical antiquity was human. Slave labor powered the mighty
Roman Empire. Even though the Romans understood the principle of the
waterwheel, and made some waterpower grain mills, especially in Gaul
(modern France), the most common source of power was the much cheaper
slave labor. The conversion of the Roman Empire to Christianity, a
religion that taught the dignity and value of each person, gave the
European Middle Ages its religious basis. That led to numerous
prohibitions against trafficking in humans during the early Middle Ages.
Individual kingdoms outlawed slavery. In 1102, for example, the Council
of London made slavery illegal in England. Slavery was virtually extinct
throughout Europe by the twelfth century.
Searches for a new motor source looked to two principal energies: wind
and water. These natural resources were inexpensive to harness,
inexhaustible, and powerful. Water wheeled mills are powered by swift
moving water. The water turned paddles that moved the grinding stones
within the mill building. In regions with little rapid water, such as
Flanders, wind was the alternate. The picturesque Dutch windmills used
the energy available, as was also done on the American plains. The
windmills used sails attached to axles that moved the millstones.
Medieval engineers had to overcome various problems, of which one was
their variable rate. Winds could be too still to turn the mill sails or
so wild that they pulled the sails from the building. Gently flowing
streams could dry up in hot summers and become raging floods in the
spring thaw. Therefore, medieval engineers built more efficient sails,
placed brakes on the axles, constructed reservoirs for holding water,
more commonly known as millponds, or made artificial channels alongside
rivers to protect the expensive machinery from devastating floods.
When emigrants left their European homes for North America, they brought
with them the technology that they had used. North America had water and
wind in abundance. Of the two, water was preferred because it generated
more power, was more reliable, and more easily controlled. Settlers
preferred to build mills by streams rather than the more powerful
rivers. Millponds provided a steady supply of water for the mill, and
they were convenient sources of protein when stocked with fish. Names
such as Francis Mill in Virginia reveal both the owner of the
establishment as well as the type of service provided. In colonial
America, there was more freedom to own a mill. European literature has
many stories of corrupt millers, while American literature has fewer
because more Americans owned the mills; the increased competition
ensured that dishonest millers lost customers.
From Medieval Europe to Colonial America: Forge
As the mill was one important part of technology in colonial America,
another was the forge. This was the earliest industry practiced by
Europeans in the Western Hemisphere. The Vikings settlers at L'Anse aux
Meadows worked iron on a small scale produced from bloomeries, a simple
industry for separating metallic iron from iron ore. The Viking forges
were more limited than the large smithies found, for example, on the
plantations of tidewater Virginia. Smiths worked metals into everything
from ploughshares to knives. There was even a recycling program
associated with the forge in colonial America. In order to assure
English manufacturers a monopoly, the colonists could not use the
technology for making pewter. They had to gather disused items for
melting in order to cast new pieces.
The most important metal in medieval Europe or colonial America was iron
and its refinement, steel. In Norway, during the ninth century, a cheap
way to produce good quality iron developed. An improved type of smelter
made a greater quantity of iron, with fewer impurities. That development
coincided with the economic revival of Europe beginning in the tenth
century. By the twelfth century, the rapid growth of towns increased the
need for iron throughout Europe.
There were several social contexts for working iron. In the Tidewater of
colonial America were large plantations. The model for them was the
large manor of England and France. There was practiced a type of farming
known as "champion," and this was an early form of agribusiness in which
a number of farm families worked together in fields. The manufacturing
of worked metals changed as settlers moved into the Piedmont and the
mountains. Those settlers came largely from the Highland regions: North
Ireland, Scotland, and southern Germany. They were familiar with small
independent farms, which practiced a type of agriculture called
"woodland." They made forges that stood alone and did not depend on a
blacksmith shop owned by the great lord of the region. Their location is
visible today in names such as Old Forge or Valley Forge where the
Continental Army wintered, in part, because of the need to repair
equipment.
The colonists' choice and use of technology reveal much about their
homeland. For example, windmills were not popular in colonial America
because a better power source--water--was convenient. In New Amsterdam
(now New York), however, windmills were preferred, because the Dutch
settlers were familiar with them. There were also differences in the use
of this technology. The great estates of the tidewater with their mix of
farming, milling, and metalworking were impractical in the Allegheny
Mountains and its foothills. So in mountainous regions, such as western
Pennsylvania, mill towns developed. These were imitations of the mill
towns found in the settlers' homes: the Scottish Highlands and the north
of Ireland. To take an example, the records of the diocese of Aberdeen
show that mill towns--such as the "mill toun (sic)" of Arbuthnot--were
not only common, but they were so profitable that law suits over their
ownership could drag on for generations. This was less frequent in
colonial America because individuals could move more easily. If one mill
became too much of a legal expense it was closed, and the parties opened
new establishments elsewhere.
There is a side note to the subject of metals, and that is prospecting.
One of the reasons why Europeans were eager to make colonies in the
Americas was the hope of finding precious metals. Impoverished European
princes dreamed of the discovery of an Eldorado, a source of limitless
wealth. Discovery of precious, or even useful, metals could have
significant consequences. The California gold rush is one example, while
throughout western America are abandoned towns that appeared with the
discovery of metallic ores. There were also boomtowns in medieval
Europe. In 1136, silver was discovered near the German town of Freiburg.
The news spread, and by 1170, there was a town of about 30,000 people,
huge by medieval standards, for the miners.
Mills and Forges: Problems and Solutions
Whether in the highlands of Europe or North America there was a common
problem: the transportation of bulky goods over rough terrain. The
solution was the same in both: river transport. The location of
Pittsburgh at the confluence of three rivers is testimony to water as
the economic lifeblood of colonial society much as the river Shannon is
the artery for society in rolling lands of western Ireland.
The use of mills and forges reveals the structure of colonial society.
These crucial industries needed to be near to sources of raw materials.
To make even greater profits, they were located near to their customers.
One of the most profitable customers was the military, so many mills or
forges are near forts. The importance of forts/military bases for
technology began with the Romans, whose fortifications marked the bounds
of their empire. To take one example: alongside Hadrian's Wall, in
northern England, were the garrisons for the Roman troops. In addition
to the living quarters were bake houses, smithies, infirmaries, and
miscellaneous offices. The flour for the ovens, and the different
lengths and qualities of metals for the smithy, came from a mile or so
south of the garrisons, from the towns that serviced the military bases.
Northwest of the modern town of Hexham, England, are the remains of the
village Vindolanda that supplied the fort at Housesteads two miles
farther north.
The Middle Ages imitated the Roman use of fortifications in defensive
structures such as Newcastle upon Tyne, built by the Normans and now
completely submerged under the settlement that existed originally to
serve it. In the eleventh century, Domesday Book, the tax survey of
England and Wales, shows the importance of a fort. A note mentions that
there had not been a town at Rhuddlan, in Wales, until the building
there of a castle. This was a direct parallel with the situation in
colonial America, where the building of fortifications was part of the
settlement of a region. In central Pennsylvania, the crossroads known as
Old Fort is testimony to the need to protect the village of Spring
Mills, a few miles to the east. The great colonial port of Baltimore had
the protection of Fort McHenry, which it supplied with flour and iron.
The analogy with the Romans is closer than the chronology suggests.
Under Roman law, members of the senate could practice only one
occupation: farming. This was continued through the Middle Ages. Kings
rewarded their barons with land, not business, and the landowners were
the important individuals of society. As late as the nineteenth century,
the British Prime Minister Benjamin Disraeli had to go into debt to buy
land so that he could accept elevation to the House of Lords. Colonial
elites prided themselves on their classical parallels as well as their
classical education. That included immediate familiarity with authors
such as Julius Caesar and Tacitus, whose father-in-law Agricola was
Legionary commander in Britain. Not only did these men have estates, but
also their military activities were, to some degree, directed by Rome's
need for fertile land. In Rome as in colonial America was the belief
that to be a farmer was to be virtuous. The city of Cincinnati in Ohio
honors the Roman general Cincinnatus, who left his plow to lead the
Romans to victory and then refused further honors to return to his farm;
George Washington was the American Cincinnatus.
One of the many curiosities of history is the way discarded technologies
can acquire a new "lease on life." Take, for example, the windmill. Two
developments made them obsolete. The first occurred by the eighteenth
century, when the more potent water-powered mills largely replaced the
wind-powered mills in America. The second development took place in the
nineteenth century, when steam power replaced both water and wind power.
There have been, however, two revivals of the windmill, both using
medieval designs. The first revival occurred in the nineteenth century,
when settlers on the American prairie needed to find a way to pump
water. Daniel Halladay discovered the answer in 1854 with his watermill
that used the design of the Dutch windmill. The main design change was
the substitution of wooden sails for cloth, due to the height of the
apparatus and the constant movement of the air. The second revival is
one currently at the center of debate on the generation of electricity.
The movement of the wind turns a dynamo that produces electricity. The
question at the heart of the debate is if the amount of power produced
justifies the expense of the windmill.
Continuations
Historical labels are not always just conveniences for scholars. The
fourteenth-century poet Petrarch invented the term "Middle Ages,"
inspired by the eighth-century historian Bede's phrase "Middle Earth" to
identify the location of humanity (later borrowed by J.R.R. Tolkien).
While they are useful, they can also hide continuation. Preceding the
Industrial Revolution of the nineteenth century was a period of
technological change that began in the twelfth century and encompassed
colonial American society. The settlers of New Amsterdam built windmills
like the medieval structures of their home, while the colonists at
Jamestown built watermills like the ones that had stood in England for
centuries. Scotch-Irish immigrants to the Alleghenies built mill towns
and forges along the fast-flowing rivers that they had learned to tame
in the Highland zone of Ireland/Britain even as German colonists at
Ephrata organized themselves into communal settlements that supported
large-scale mills and smithies. When a young British officer named
George Washington was fighting in the French and Indian wars,
chronologically he was as close to the medieval battle of Bosworth Field
as he would be to Desert Storm. When that same young officer returned
home and, much later, built a new threshing barn, his model was the
medieval tithe barn of southern England.
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